-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjSwCjmAOB8cXBzuvN0EXGPZvVkOuTTpJPFC5Q3g/3wf1hP/RMn1SCsJliXdAX15 zfVGIJx20mfmeKm5kg/mJA== 0001127264-00-000036.txt : 20001228 0001127264-00-000036.hdr.sgml : 20001228 ACCESSION NUMBER: 0001127264-00-000036 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MIDLAND CORP CENTRAL INDEX KEY: 0000924719 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 541727060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-60031 FILM NUMBER: 796083 BUSINESS ADDRESS: STREET 1: ROUTE 28 STREET 2: P O BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 BUSINESS PHONE: 5404393266 MAIL ADDRESS: STREET 1: P.O. BOX 300 STREET 2: P.O. BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GROVER CARL W CENTRAL INDEX KEY: 0001126733 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1010 S OCEAN BLVD STREET 2: SUITE 1017 CITY: POMPANO BEACH STATE: FL ZIP: 33062 BUSINESS PHONE: 9547819751 SC 13D 1 0001.txt SCHEDULE 13D ------------------------------ OMB APPROVAL ------------------------------ OMB Number Expires: Estimated average burden hours per response ....... 0.5 ------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No._________)(1) Smith Midland Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 832156103 - -------------------------------------------------------------------------------- (CUSIP Number) Carl W. Grover 1010 S. Ocean Blvd., #101 Pompano Beach, FL 33602 954-781-9751 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 09/20/00 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (SC13D-07/98) CUSIP No. 36155678 13D Page 2 of 4 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Carl W. Grover ###-##-#### ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] N/A (b) [ ] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* PF ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 203,050 SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 203,050 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 203,050 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.7 ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true complete and correct. 10/18/00 - ------------------------------------ Date By: /s/ Carl W. Grover ------------------------------------ Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). 3 Date Price Quantity Principal Net Amount ---- ----- -------- --------- ---------- Smith Midland 19/32 103,050 61,185.94 99,799.70 Lot 10/30/97 1 5,100 3,028.13 5,151.00 Lot 11/6/97 1.0313 5,000 2,968.75 5,206.50 Lot 11/11/97 1 10,000 5,937.50 10,100.00 Lot 1/2/98 13/16 4,000 2,375.00 3,290.00 Lot 2/2/98 15/16 8,500 5,046.88 8,053.75 Lot 2/2/98 0.9688 9,000 5,343.75 8,809.20 Lot 2/10/98 1.0938 5,000 2,968.75 5,519.00 Lot 2/19/98 1.2813 1,000 593.75 1,316.30 Lot 2/23/98 1.2188 1,500 890.63 1,858.20 Lot 3/2/98 1.2188 3,750 2,226.56 4,645.50 Lot 6/11/98 1.2813 5,000 2,968.75 6,456.50 Lot 6/18/98 1.1875 5,000 2,968.75 5,987.50 Lot 7/6/98 1.125 5,000 2,968.75 5,675.00 Lot 8/13/98 1.0313 5,000 2,968.75 5,206.50 Lot 4/29/99 9/16 2,000 1,187.50 1,165.00 Lot 9/27/99 15/16 10,000 5,937.50 9,475.00 Lot 10/1/99 13/16 5,000 2,968.75 4,112.50 Lot 9/6/00 9/16 3,700 2,196.88 2,099.75 Lot 9/7/00 9/16 500 296.88 283.75 Lot 9/14/00 19/32 9,000 5,343.75 5,388.75 Lot 9/14/00 0.5625 20,000 11,250.00 11,314.00 Lot 9/14/00 0.5625 20,000 11,250.00 11,300.00 Lot 9/15/00 0.5938 60,000 35,625.00 35,689.00 4 -----END PRIVACY-ENHANCED MESSAGE-----